Regulatory Compliance Consultant

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My client is an international regulatory compliance consultancy with exciting growth plans. It has a varied and highly prestigious client base

As part of its growth plans it is looking to hire a number of experienced compliance professionals to join its Regulatory Consulting team.

This is a varied role and responsibilities include (but are not limited to):

• Provide clients with responsive regulatory advice and solutions


• Update clients on regulatory change and how it impacts their business


• Draft manuals and other compliance documentation for clients


• Set up relevant compliance infrastructure for clients


• Carry out regular compliance monitoring reviews onsite with clients, and subsequently write compliance monitoring reports


• Involvement in designing / running training courses


• Build / develop client relationships

Key Skills / Experience:

• Proven track record within compliance gained within Compliance consultancy, Asset / Investment Management, Hedge funds, Securities firms or the FCA


• Ability to implement solutions to address the regulatory requirements of the client


• Sound knowledge of the FCA handbook


• Experience of monitoring and the ability to develop compliance monitoring programmes and techniques


• Degree educated (or equivalent)


• Strong client facing ability


• Excellent oral and written communication skills

Experience required:

• At least 3 – 5 years’ experience in an FCA focused compliance role


• Experience gained at an Asset Management or Broking firm, as a compliance / regulatory consultant from Big4 or specialist firm, or at the FCA

For an confidential discussion on this role please contact :

Fergus Hooley

(DDI)